Investment Schemes: The Risks and Warnings for Solicitors

Price excludes VAT

Locations and Dates

Live Online – 28 September 2020 (12:30 pm – 1:30 pm)

Topics Covered
  • What the SRA expects of solicitors and those working within the profession;
  • Why investment schemes pose a real risk to the profession;
  • How to identify risk; and
  • Learning from example as to how best to avoid investment scheme risk.
Format & Delivery

This will be delivered via our highly interactive Live Online system, be 1 hour in length and can be accessed from any location. Live Online sessions are delivered real time with an experienced trainer delivering throughout the session enabling delegates to ask questions and engage with the learning content. No prior technical expertise is required to sign up to these sessions.

SRA Competences

A2        Maintain the level of competence and legal knowledge needed to practise effectively, taking into            account changes in their role and/or practice context and developments in the law

A4        Draw on a sufficient detailed knowledge and understanding of their field(s) of work and role in order to practise effectively

A5        Apply understanding, critical thinking and analysis to solve problems

B1        Obtain relevant facts

B2        Undertake legal research

B3        Develop and advise on relevant options, strategies and solutions

C2        Establish and maintain effective and professional relations with clients

C3        Establish and maintain effective and professional relations with other people

D3       Apply good business practice

Coursework

There is no preparation for this course although we do ask that you come prepared to engage with the subject and be willing to get involved with the discussions this programme raises.

Following each session we suggest you complete a personal development plan which will help you identify key action points together with a framework for ensuring that you achieve them.

Learning Outcomes
  • Better understand the risks posed by investment schemes;
  • Understand why solicitors are a “target” for those that promote dangerous investment schemes;
  • Better understand the types of investment schemes that solicitors may come across;
  • Know of recent investment scheme collapses and the position adopted by the SRA and the SDT.